Heather provides valuable counsel to our public company corporate clients as they raise capital through debt and equity offerings, navigate complicated merger and acquisition transactions, communicate with shareholders and regulatory agencies, and approach corporate governance issues within their organizations.
Heather focuses her practice on the representation of public companies in connection with corporate governance, Sarbanes-Oxley, securities regulations, NYSE and Nasdaq listing standards, and securities offerings (including 144A debt offerings). She has represented public companies and underwriters in securities offerings, including equity and secured and unsecured debt, exceeding $1 billion.
Heather also represents both public and private companies in merger and acquisition transactions ranging in size to more than $8 billion, and she advises public companies on internal restructuring projects, including consolidations, inversions, and spinoff transactions.
Heather has served as outside counsel to a variety of clients, including a global leader in entertainment, communications, and networking technology; a leading payments technology company, an energy holding company; a leading global provider of technology products and solutions; a Fortune 1000 natural gas energy company; one of the world's largest cash management companies; and a leading global agricultural product supplier.
Heather's responsibilities include advising public companies on compliance with federal securities laws, communicating with and advising senior executives and directors, drafting public disclosure documents, and drafting and negotiating public offering documents. Heather also has experience representing underwriters in securities offerings and navigating FINRA corporate financing compliance.
Articles + Publications
01.10.24
Securities Investigations and Enforcement Newsletter — January 2024
Firm Events
12.07.23
2023 Public Company Seminar
Articles + Publications
10.16.23
SEC Adopts Final Rules Amending and Modernizing Beneficial Ownership Reporting Requirements
Troutman Pepper Financial Services
07.31.23
SEC Adopts Final Cybersecurity Rules — Requires Companies to Focus on their Security and Disclosure Plans
Articles + Publications
07.31.23
SEC Adopts Final Cybersecurity Rules — Requires Companies to Focus on Their Security and Disclosure Plans
Firm Events
12.08.22
2022 Public Company Seminar