Speaking Engagements February 18, 2021  |  7:00 AM - 8:00 AM ET

Advertising Regulation: Understanding and Preparing for the SEC’s Newly Adopted Modernized Marketing Rule

Speakers

Genna Garver

Register Here

Thursday, February 18 • 12:00 – 1:00 p.m. ET

On Tuesday, December 22, 2020, the Securities and Exchange Commission (SEC) announced it had finalized reforms to modernize rules that govern investment adviser advertisements and compensation to solicitors, the first significant revision to the rule in decades. The amendments are intended to update the rule to reflect changes in technology, the expectations of investors seeking advisory services, and the evolution of industry practices. The adoption of the rule is expected to have significant implications for compliance teams.

This webinar will feature an expert panel who will provide insight into the details of the rule, how it will impact the industry, and what firms can do now to prepare.

Some of the topics that will be covered include:

  • Details of the new rule – what’s in the adopted version, and what isn’t.
  • How advisors should consider their practices, what they should change and when.
  • What to expect between now and the rule’s effective date.

This just in

See all insights

Speaking Engagements

Artificial Intelligence in Defense Practice: Tools, Prompts, Workflows, Implementation, and Governance Seminar

March 9 – 10, 2026
DRI Headquarters
222 South Riverside Plaza, Suite 1870, Chicago, IL 60606

Sponsored Events

HIMSS Global Health Conference & Exhibition – Emerge Innovation Experience 2026

March 9 – 12, 2026
Venetian Convention & Expo Center
201 Sands Ave, Las Vegas, NV 89169

Sponsored Events

OrthoPitch 2026

March 3, 2026  |  5:00 PM – 12:00 AM CT
Great Hall B | New Orleans Ernest N. Morial Convention Center
900 Convention Center Blvd., New Orleans, LA 70130

Firm Events

U.S. Privacy and AI Law Update: Tracking Proposed State Privacy and AI Bills

March 3, 2026  |  12:00 PM – 1:00 PM ET
Zoom

See all insights