SEC Finally Proposes Modernized Investment Adviser Advertising Rule
Genna Garver and Kurt Wolfe were published in Currents magazine by the National Society of Compliance Professionals with their article, “ SEC Finally Proposes Modernized Investment Adviser Advertising Rule.” They discuss the aspects of the proposed amendments to the Advertising Rule, consider how those amendments might be received by compliance and legal professionals, and propose next steps firms should consider as they begin to think about how to develop a compliance framework around a final rule that is substantially like the proposal. Like and share on LinkedIn here.