Join Pepper Hamilton LLP partner Gregory J. Nowak for a series of candid, interactive discussions on what is going on now in the investment management world, including issues that affect private funds and their managers.
In October 2016, the SEC issued its final Investment Company Reporting Modernization rules with a 597-page release. Although the registered investment company industry is well acquainted with sweeping regulatory changes, these new rules pose unique reporting challenges for all registered funds and their service providers.
This month, Mr. Nowak will be joined by John P. Falco, partner with Pepper Hamilton, and Jay Nusblatt, managing director at Donnelley Financial Solutions, for a discussion tailored for registered funds and mutual funds that are subject to the new reporting requirements. The panelists will discuss their joint white paper regarding the recent rules and practical tips and strategies for preparing to comply with the new requirements.
CLE credit available.