Speaking Engagements October 24, 2023  |  5:00 AM - 1:00 AM ET

New York City Bar Compliance Institute 2023

42 West 44th Street
New York, NY 10036

Tuesday, October 24 • 9:00 a.m. – 5:00 p.m. ET

Ghillaine Reid will be speaking during the “Current Trends in Broker-Dealer Regulations and Enforcement” session at the New York City Bar Association’s Compliance Institute 2023 in New York, NY.

Corporate compliance responsibilities are becoming increasingly complex and compliance professionals have to deal with new and evolving laws and regulations, in an increasingly multi-jurisdictional environment. New SEC rules and DOJ guidance add to the complexity of managing a compliance program or advising compliance teams. The Compliance Institute will uniquely provide learning opportunities for law firm attorneys, compliance professionals, consultants, and service providers.

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