The Finance Sector's $2.5 Billion Communications Compliance Crisis
Ghillaine Reid, co-leader of Troutman Pepper's Securities Investigations + Enforcement Practice Group, was quoted in the September 11, 2023 Grip article, " The Finance Sector's $2.5 Billion Communications Compliance Crisis."
"Firms should incorporate robust policies and procedures – and implement effective compliance and technological tools – to ensure that they are capturing and retaining business communications and are otherwise satisfying their books and records obligations," said Ghillaine Reid, co-lead of Troutman Pepper's Securities Investigations & Enforcement Practice in New York.