- Co-chair of the Investment Companies Committee of the Business Law Section, Philadelphia Bar Association
- Mutual fund administrator, FPS Services, Inc. (formerly, Fund/Plan Services, Inc. and now known as BNY Mellon Investment Servicing (US) Inc.), 1988-93
- Operations manager, International Marine Investors and Management Corporation, 1984-88
Education
- Widener University Delaware Law School, J.D., 1994
- Saint Joseph’s University, B.A., 1984, English
Bar Admissions
- Pennsylvania
- New Jersey
- Co-author, “Investment Management Update – Q2 2025,” Troutman Pepper Locke, September 9, 2025.
- Co-author, “Investment Management Update – Q1 2025,” Troutman Pepper Locke, June 4, 2025.
- Co-author, “Investment Management Update – Q3 2024,” Troutman Pepper, November 25, 2024.
- Co-author, “Investment Management Update – Q2 2024,” Troutman Pepper, October 4, 2024.
- Co-author, “Investment Management Update – Q1 2024,” Troutman Pepper, May 10, 2024.
- Co-author, “Investment Management Update – Q4 2023,” Troutman Pepper, February 1, 2024.
- Co-author, “SEC Releases New Guidance on Tailored Shareholder Reports,” Troutman Pepper, January 24, 2024.
- Co-author, “SEC Adopts Modernized Framework for Open-End Fund Shareholder Reports and Disclosures,” Troutman Pepper, October 27, 2022.
- Co-author, “Investment Management Update – June 2022,” Troutman Pepper, June 2022.
- Co-author, “SEC Proposes Fund Names Rule Amendments and Rules Governing ESG Investment Disclosures,” Troutman Pepper, June 8, 2022.
- Co-author, “Investment Management Update – February 2022,” Troutman Pepper, February 2022.
- Co-author, “SEC Proposes to Amend Form N-PX,” Troutman Pepper, October 5, 2021.
- Co-author, “Investment Management Update – August 2021,” Troutman Pepper, August 2021.
- Co-author, “SEC Adopts Modernized Framework for Fund Valuation Practices,” Temple 10-Q, Temple’s Business Law Magazine, February 22, 2021.
- Co-author, “SEC Adopts Modernized Framework for Fund Valuation Practices,” Troutman Pepper, December 11, 2020.
- Co-author, “Investment Management Update,” Quarterly Regulatory Update, September 2020.
- Co-author, “SEC’s Office of Compliance Inspections and Examinations Issues COVID-19 Risk Alert,” Troutman Pepper, August 18, 2020.
- Co-author, “SEC Proposes to Improve the Retail Investor Experience Through Modernized Fund Shareholder Reports and Disclosures,” Troutman Pepper, August 10, 2020.
- Co-author, “Five Key Points About the DOL’s New Fiduciary Rule,” Harvard Law School Forum on Corporate Governance and Financial Regulation Blog, July 8, 2020.
- Co-author, “Investment Management Update,” Quarterly Regulatory Update, June 2020.
- Co-author, “SEC OCIE Issues 2020 Examination Priorities,” Client Alert, January 30, 2020.
- Co-author, “The End of LIBOR,” Client Alert, October 24, 2019.
- Co-author, “Investment Management Update,” Quarterly Regulatory Update, October 2019.
- Co-author, “SEC Adopts ETF Rule,” Client Alert, October 2, 2019.
- Co-author, “Investment Management Update,” Quarterly Regulatory Update, July 2019.