Clients look to Terrance for practical advice on the day-to-day management of mutual funds and other investment vehicles.

Overview
Insights

Terrance advises registered investment companies, investment advisers, hedge funds, broker-dealers, and other financial services industry firms, bringing industry experience and a practical approach to addressing their ongoing management needs. He has been involved in the investment industry for more than 25 years and is well-versed in all applications of the Investment Company Act of 1940 and the Investment Advisers Act of 1940.

Beyond his practice advising clients on the day-to-day management of mutual funds and their various service providers, Terrance also has extensive experience with the ongoing representation of several mutual fund complexes.  In addition, Terrance advises clients on the organization and registration of registered broker-dealers and investment advisers, and the creation and offering of various unregistered investment products, such as hedge funds and other private investment vehicles.

Terrance advises registered investment companies, investment advisers, hedge funds, broker-dealers, and other financial services industry firms, bringing industry experience and a practical approach to addressing their ongoing management needs. He has been involved in the investment industry for more than 25 years and is well-versed in all applications of the Investment Company Act of 1940 and the Investment Advisers Act of 1940.

Beyond his practice advising clients on the day-to-day management of mutual funds and their various service providers, Terrance also has extensive experience with the ongoing representation of several mutual fund complexes.  In addition, Terrance advises clients on the organization and registration of registered broker-dealers and investment advisers, and the creation and offering of various unregistered investment products, such as hedge funds and other private investment vehicles.

  • Co-chair of the Investment Companies Committee of the Business Law Section, Philadelphia Bar Association
  • Mutual fund administrator, FPS Services, Inc. (formerly, Fund/Plan Services, Inc. and now known as BNY Mellon Investment Servicing (US) Inc.), 1988-93
  • Operations manager, International Marine Investors and Management Corporation, 1984-88

Education

  • Widener University Delaware Law School, J.D., 1994
  • Saint Joseph’s University, B.A., 1984, English

Bar Admissions

  • Pennsylvania
  • New Jersey