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INDUSTRY

Financial Services Securities + Capital Markets

From the formation stage to seasoned-issuer status, our financial services industry attorneys have the experience and knowledge to advise financial institutions, financial technology companies, and other financial services providers on securities and capital markets matters during all stages of their growth cycle. Along the way, we can assist companies with developing and maintaining robust corporate governance practices and internal policies, including advising on related matters such as executive compensation and compliance issues, as well as the increasingly complex reporting obligations for financial institutions that are also public companies.

As principal outside counsel to financial institutions, financial technology companies, and other financial services providers, we have significant experience advising our clients in the following areas:

  • Capital formation and securities offerings.
  • Structuring and restructuring of capital, including stock repurchases, reverse stock splits, and going private transactions.
  • Corporate governance matters.
  • Corporate reorganizations and holding company formation and structuring Exchange Act reporting, public disclosures, and shareholder relations.

Where high performance talent meets high touch legal service

Consistently recognized as a leading service provider to all segments of the financial services industry.

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