Sponsored Events
Venture Atlanta 2025
October 15 – 16, 2025
The Woodruff Arts Center and Atlanta Symphony Hall
In This Update
Covering legal developments and regulatory news for funds, their advisers, and industry participants for the quarter ended March 31.
Rulemaking and Guidance
-
SEC Issues Frequently Asked Questions: 2025 Names Rule
-
Extension of Form PF Compliance Date
-
SEC Broadens Guidance on Accredited Investor Verification
-
SEC Extends Compliance Deadlines for Names Rule Amendments
-
Navigating the SEC’s New Marketing Rule FAQs: A Guide for Investment Advisers
SEC and SRO News
-
SEC Announces Departure of Acting Enforcement Director Sanjay Wadhwa
Click here to read this issue.
Troutman Pepper’s Investment Management Group serves a wide range of businesses in the investment management community. Our practice involves three general areas: representation of registered investment companies and registered investment advisers, representation of alternative investment funds and investors in alternative products, and counseling regarding securities regulation, enforcement and litigation. Contact any of our professionals if you have questions about this update or any other investment management issues.
Resources
Insight Industries + Practices
This just in
Sponsored Events
Cherrystone Angel Group – Pitch Night 2025
October 14, 2025
CIC Providence
225 Dyer Street, Providence, RI
Sponsored Events
M&A East 2025
October 14 – 15, 2025
Pennsylvania Convention Center
Speaking Engagements
PLI Broker/Dealer Regulation and Enforcement 2025
October 9, 2025 | 4:00 PM – 5:00 PM ET
1177 Avenue of the Americas, Entrance on 45th Street, New York, NY 10036