Wednesday, February 14 • 1:00 p.m. – 2:30 p.m. ET
Sheri Adler will be speaking during the "SEC Rule 21F-17 Protecting Employee Whistleblowers: Increased Enforcement Targeting Public and Private Employers," webinar hosted by Strafford on February 14 from 1:00 p.m. to 2:30 p.m. EST.
The panel will review these and other key issues:
- How does Rule 21F-17 apply to employers?
- What actions taken by the SEC indicate it is focusing on both public and private employers?
- How do recent settlements demonstrate the types of employer activity subject to heightened SEC scrutiny and the imposition of costly penalties?
- What language in policies and agreements should counsel and their employer clients avoid to mitigate risk of costly CMPs in case of an SEC investigation?
- What actions can employers take that may lessen the amount of penalties imposed?