Press Coverage May 7, 2026

The SEC Wants To Let Firms Report Twice a Year. This Is What It Means for Advisors

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Jay A. Dubow

Jay Dubow, co-leader of Troutman Pepper Locke’s Securities Investigations + Enforcement Practice Group, was quoted in the May 7, 2026, InvestmentNews article, “The SEC Wants to Let Firms Report Twice a Year. This Is What It Means for Advisors.”

  • Lawyer Jay Dubow, partner and co-lead of the securities investigations and enforcement practice group at Troutman Pepper Locke thinks that the six-month reporting schedule could be burdensome to financial advisors who are used to getting quarterly earnings information.
  • “It could be especially burdensome to financial advisors if some companies remain as quarterly filers while peers elect to report semi-annually, as it will make comparisons more difficult,” he told InvestmentNews.
  • “If companies elect to report semi-annually, I would expect financial advisors to have to work more to get additional information about such companies and some transparency will be lost,” he added.
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