Speaking Engagements December 2, 2025

Understanding the Surplus Lines Broker’s Role: Key Responsibilities and Regulatory Insights

Speakers

John N. Emmanuel Zachary N. Lerner

Join Troutman Pepper Locke Partners John Emmanuel and Zachary Lerner as they break down the critical role of surplus lines brokers in insurance transactions. Learn the distinctions between admitted and surplus lines markets, the unique responsibilities brokers shoulder, and the regulatory requirements that shape their relationships with agents. Gain practical insights into enforcement actions and the importance of careful delegation in surplus lines placements.

Sections

  • Admitted vs. Surplus Lines Markets: What Brokers Need to Know
  • Surplus Lines Broker Responsibilities: Risks of Over-delegation
  • Enforcement Actions: Consequences of Non-compliance
  • Brokers, Agents, and Regulatory Requirements: Defining the Relationship
Insight Industries + Practices

This just in

See all insights

Firm News

FDA Policy Shifts and Leadership Changes: What Life Sciences Companies Need to Know – Part 2

December 16, 2025  |  12:00 PM – 1:00 PM ET
Zoom

Speaking Engagements

Connecting the Dots: From Custodian Interview to the Review Platform

December 11, 2025  |  12:00 PM – 1:00 PM ET

Speaking Engagements

Massachusetts AGO Health Care Enforcement Trends

December 10, 2025  |  4:00 PM – 5:30 PM ET
Boston Bar Association
16 Beacon Street, Boston, MA 02108

Firm Events

Artificial Intelligence Legal Update: Bringing Order to the Chaos

December 10, 2025  |  12:00 PM – 1:00 PM ET
ON24

See all insights