Gregory J. Rubis

Greg represents clients in a range of securities, corporate, and banking law matters. With nearly 40 years of experience, he helps clients navigate complex securities law and regulatory issues, as well as assist with periodic filings and regular interactions with the Securities and Exchange Commission (SEC), FINRA, NASD, and NYSE.

Greg has also assisted with hundreds of venture capital and private equity-backed deals, including financings and exit transactions, in addition to acting as a primary outside counsel for day-to-day issues affecting growth companies. He provides timely, practical, and cost-efficient advice to his clients.

Greg began his legal career in Washington, D.C. with the SEC in the Division of Corporation Finance, and then within the Division of Enforcement. His government service included a detail where Greg tried criminal cases before juries as a special assistant U.S. attorney. Following that time, he spent more than a decade in private practice assisting clients with securities law issues.

Greg was also a counsel with the Office of the Comptroller of the Currency in New York, where he negotiated enforcement documents, participated in bank examinations, coordinated action with Federal Reserve and FDIC staff, and provided advice regarding supervision of banks, federal branches and agencies, and trust banks. He also served the U.S. Department of the Treasury as a senior attorney in its Office of Thrift Supervision, focusing on federal banking, securities, and corporate matters concerning savings associations and holding companies.