James advises clients on transactional and regulatory matters, including the formation of privately offered investment funds; the formation, registration, and offering of publicly traded closed-end investment companies, business development companies, and exchange-traded funds. He also advises on the operation of commodity pools; public securities offerings (including IPOs); and compliance with the Investment Advisers Act of 1940, Investment Company Act of 1940, Commodity Exchange Act, Securities Act of 1933, and the Securities Exchange Act of 1934.

In addition to his work in the asset management industry, James participates in various pro bono initiatives that are focused on ensuring access to justice.

* Licensed to practice in Maryland and the District of Columbia. Not admitted in North Carolina.