Seth's clients trust his practical, clear advice on their most complex and significant matters, including seizing opportunities for growth while minimizing compliance complications.
Seth represents publicly traded companies and financial institutions, including banks and bank holding companies, nonbank lenders, and other fintech and financial services companies, on regulatory, compliance, strategic, corporate law, securities law, and disclosure matters.
He regularly represents financial institutions in mergers and acquisitions, including bank mergers and acquisitions of nonbank institutions. State and nationally chartered community banks, and their boards of directors and executive officers, rely on him to handle a variety of regulatory, compliance, and corporate governance issues; Seth regularly advises boards of directors on legal issues and fiduciary duties in the context of complex strategic transactions. He also represents financial institutions in connection with applications to federal and state regulatory agencies, including applications related to organic and M&A growth, new lines of business, and entry into new geographic markets.
Seth has significant experience advising clients on periodic and current public disclosure obligations, corporate governance issues, annual and special meetings of shareholders, securities exchange listing and compliance issues, and equity and debt offerings.
Representative Financial Institution M&A and Specialty Capital Markets Experience
Troutman Pepper Financial Services
03.13.24
Acting Comptroller of the Currency Hints About Possible Operational Resilience Regulations
Firm News
03.05.24
Troutman Pepper Advises Pathfinder Bancorp in Acquisition of East Syracuse Branch
Troutman Pepper Financial Services
02.01.24
Breaking: Community Reinvestment Act Final Rule Published
Troutman Pepper Financial Services
01.31.24
OCC Proposes Rulemaking Amending Bank Merger Act Procedures to Eliminate Expedited and Streamlined Review and Add Policy Statement on Agency Review Principles
Troutman Pepper Financial Services
01.19.24
Acting Comptroller of the Currency Discusses Potential Short-Term Liquidity Rule at Law School Event
Troutman Pepper Financial Services
01.11.24
OCC Announces Adjusted Maximum Civil Monetary Penalties for 2024