Technology and Biotechnology
Cynapsus Therapeutics Inc.
- Acquisition by Sunovian Pharmaceuticals ($635 million)
- U.S. initial public offering of common shares ($72.5 million)
- Offerings of common shares (CDN $21 million) and units (CDN $25 million and CDN $10 million, respectively)
- Listing on OTCQX and then on NASDAQ Global Market
DHX Media Inc.
- Offerings of common shares (CDN $40 million and CDN $135 million, respectively) and subscription receipts (CDN $15 million)
- Listing on NASDAQ Global Select Market
Tribute Pharmaceuticals Canada Inc.
- U.S. tax inversion transaction with Pozen Inc. to create Aralez Pharmaceuticals Inc.
- Offerings of common shares ($75 million and CDN $12 million), convertible debentures ($75 million), and units (CDN $26 million)
- Listing on OTCQX
Quantum Fuel Systems Technologies Worldwide, Inc.
- U.S. public offerings of common stock ($15 million and $11.5 million) and units ($20 million and $10 million, respectively)
- U.S. registered direct offering
- U.S. at-the-market offerings
3D Signatures Inc.
- Offering of units ($4 million)
- CPC qualifying transaction with Plicit Capital Corp.
Mining
Impala Platinum Holdings Limited
- Offering of ordinary shares (ZAR $4 billion ($300 million))
Ludin Gold Inc.
- Offering of common shares (CDN $55 million)
Veris Gold Corp.
- U.S. public offerings of units ($15 million and $10 million, respectively)
- Offering of units and warrants (CDN $60 million)
- Offering of subscription receipts (CDN $70 million)
Mandalay Resources Corporation
- Offerings of common shares (CDN $10.5 million and CDN $45 million)
- Acquisition off Elgin Mining Inc. (CDN $80 million)
GoGold Resources Inc.
- Offering of common shares (CDN $20 million)
- Offering of units (CDN $8 million)
Continental Gold Group
- Offering of commons shares (CDN $80 million)
- Listing on OTCQX
Polymet Mining Corp.
- Offering of units (CDN $19.5 million)
Uranium Participation Corporation
- Offering of common shares (CDN $19.3 million)
Denison Mines Corp.
- Offerings of common shares (CDN $13 million, CDN $15 million, CDN $10 million, CDN $7 million, and CDN $13 million)
- Acquisition by Denison Mines Corp. of Fission Energy Corp. by plan of arrangement
- Acquisition by Denison Mines Corp. of JNR Resources Inc. by plan of arrangement
- Divestiture of U.S. interests and assets to Energy Fuels Inc.
Santacruz Silver Mining Ltd.
- Offerings of units (CDN $15.2 million)
- Offerings of common shares (CDN $35.2 million)
Wellgreen Platinum Ltd.
- Offerings of units (CDN $10 million, CDN $2 million, CDN $7 million, and CDN $14 million)
Trevali Mining Corporation
- Offering of common shares (CDN $13 million)
Renntiger Resources Limited
- Offering of subscription receipts (CDN $4 million)
- CPC qualifying transaction with Roll-Up Capital Corp. by plan of arrangement
Ucore Rare Metals Inc.
- Offering of units (CDN $5 million)
Animas Resources Ltd.
- Acquisition of Animas Resources Ltd. by GoGold Resources Inc. by plan of arrangement
Redtail Metals Corp.
- Acquisition of Redtail Metals Corp. by Northern Tiger Resources Inc. by plan of arrangement with concurrent CDN $2.25 million offering
Bridgeport Ventures Inc.
- Spin-out of Premier Royalty Inc. to Bridgeport Ventures Inc. by Premier Gold Mines Limited by plan of arrangement
Cadillac Mining Corporation
- Acquisition of Cadillac Ming Corporation by Pilot Gold Inc. by plan of arrangement
Chaparral Gold Corp.
- Acquisition by Waterton Global Resource Management, Inc. by plan of arrangement ($75 million)
Orosur Mining Inc.
- Acquisition of Waymar Resources Ltd. by Orosur Mining Inc. by way of plan of arrangement
U3O8 Corp.
- Acquisition of Calypso Uranium Corp. by U3O8 Corp. by way of plan of arrangement
Enirgi Group Corporation
- Going private transaction involving Natural Resources USA Corp.
Oil and Gas, Energy, and Related Infrastructure and Services
Africa Oil Corp.
- Offerings of common shares (CDN $232.5 million, CDN $450 million, and CDN $125 million, respectively)
Arcan Resources Corp.
- Debenture conversion transaction (CDN $171.3 million)
- Acquisition of Arcan resources Corp. by Aspenleaf Energy Limited
Southern Company Gas (formerly AGL Resources Inc.)
- Offering of senior notes ($250 million)
- Shelf registration statement (debt securities, guarantee of debt securities, junior subordinated notes, guarantee of junior subordinated notes, and preferred stock)
- Offering of senior notes ($350 million)
Poseidon Concepts Corp.
- Offering of common shares (CDN $82.5 million)
Shaman Petroleum Corp.
- Rights offering (CDN $75 million)
Alterra Power Corp.
- Offering of common shares (CDN $68.3 million)
Elkhorn Resources Inc.
- Offering of common shares (CDN $58 million)
- Acquisition of Elkhorn Resources Inc. by Vermilion energy Inc. by plan of arrangement
Mondak Petroleum Inc.
- Offering of units (CDN $24.6 million)
Border Petroleum Corp.
- Offering of common shares (CDN $23 million)
Essential Energy Services Ltd.
- Offering of common shares (CDN $10 million)
C&C Energia Ltd.
- Acquisition of C&C Energia Ltd. by Pacific Rubiales Energy Corp. by plan of arrangement (CDN $500 million)
Terrex Energy Inc.
- Acquisition of Terrex Energy Inc. by Anterra Energy Inc. by plan of arrangement
Corinthian Exploration Corp.
- Acquisition of Corinthian Exploration Corp. by Legacy Oil + Gas Inc. by amalgamation
Underwriter/Agent Representation
Macquarie Capital Markets Canada Ltd.
- Offering of subscription receipts for Rye Patch Gold Corp. (CDN $49 million)
- U.S. public offerings for Gold Standard Ventures Corp. (CDN $11 million and CDN $7 million)
Scotiabank
- Offering of ordinary shares for Lydian International Inc. (CDN $16.5 million)
Cowen Group
- U.S. public offerings for Vista Gold Corporation ($15 million and $20 million, respectively)
GMP Securities L.P.
- Offering of subscription receipts and common shares for Klondex Mines Ltd. (CDN $45 million and CDN $16 million, respectively)
- Offering of subscription receipts for Renegade Petroleum Ltd. (CDN $77 million)
- Offering of common shares for Renegade Petroleum Ltd. (CDN $45 million)
Raymond James Ltd.
- Offering of common shares for Orezone Gold Corporation ($26.5 million)
Cormark Securities Inc.
- U.S. public offering of common shares for Vista Gold Corp. ($32 million)
Haywood Securities Inc.
- U.S. at-the-market offering and U.S. public offerings of units for Uranerz Energy Corp. ($20 million, $10 million, and CDN $12 million, respectively)
- Offering of common shares for Mercator Minerals Ltd. (CDN $29 million)
- Offering of subscription receipts for Solidus Gold Inc. (CDN $40 million)
National Bank Financial Inc.
- Offering of units for Luna Gold Corp. (CDN $30 million)
- Offering of units for form Delta Gold Inc. (CDN $4 million)
Sprott Wealth LP
- Offering of units and common shares for Alexandria Minerals Corporation (CDN $5.1 million)
Clarus Securities Inc.
- Offering of common shares for Aphria Inc. (CDN $30 million)
- Offering of units for Energold Grilling Corp. (CDN $5 million)
Dundee Securities Inc.
- Offering of subscription receipts for Tamarack Valley Energy Ltd. (CDN $16.5 million)
Other
Snyder’s-Lance, Inc.
- Acquisition by Snyder’s-Lance, Inc. of Diamond Foods, Inc.
- Divestiture by Snyder’s-Lance, Inc. of Diamond of California culinary nut business in Diamond of Foods, LLC
Platinum Communications Corporation
- Acquisition by Platinum Communications Corporation of Xplornet Communications Inc. by plan of arrangement
