- Arbitrator-neutral, Financial Industry Regulatory Authority, Inc. (FINRA)
- Former chair, Greater New York Chapter of the Association of Corporate Counsel Opinions Committee
- Member, New York City Bar Association, 1975-present
- Computer Law Committee, 1986-1989
- Chair, Commercial Liability Subcommittee, 1987-1989
- Uniform State Laws Committee, 1991-1994, 1997-2001
- Secretary, 1993-1994
- Commercial Law and Uniform State Laws Committee, 2013-2016
- Taskforce on New York Limited Liability Company Act, 1994-1995, 2013-2016
- Member, American Bar Association, 1975-Present
- Business Law Section (Developments in Business Financing Committee, PEVC Committee, Subcommittee on Transactional Issues and Documents, Ad Hoc Committee on Audit Responses, Third-Party Legal Opinions Committee)
- Science and Technology Section (Computer Law Committee, 1979-1995; Contracting for Computers Subcommittee, 1980-1982)
- Member, New Jersey State Bar Association, 1988-present
- Delegate, Working Group on Legal Opinions (WGLO)
- Co-chair, Corporate and Alternate Entity Affinity Group
- Board of directors, Business Law Section, 1998-present
- Chair, Committee on Third-Party Legal Opinions, 1998-2006, 2008-present
- Member, Real Estate Section, Third-Party Legal Opinions Committee, present
- Section chair, 2006-2008
- Secretary, 2003-2006
- Vice chair, legislation, 2000-2003
- Member, Internet and Computer Law Committee, 1993-present
- Member, Franchise Law Committee, 2009-present
- Delegate, Working Group on Legal Opinions (WGLO)
- Member, Association of Corporate Counsel (formerly American Corporate Counsel Association) Greater New York Chapter, 1989-2003
- Director emeritus, 2003-present
- Director, 1992-2003
- Vice president and secretary, 1997-2002
- Moderator, Corporate Counsel Roundtable, 1993-2002
- Chair, Committee on Third-Party Legal Opinions, 1992-1997
- Moderator, Corporate Counsel Roundtable, 1993-2002
- Member, Society for Corporate Governance (formerly American Society of Corporate Secretaries and Governance Professionals)
- Corporate Practices Committee, 1989-2023
- Member, International Association of Privacy Professionals, 2015-present
- Member, New York State Bar Association, Business Law and Real Property Sections, Committee on Real Property Leasing, 1977-present
- Represent the NJSBA with the Working Group on Legal Opinions
- Former secretary and general counsel, Emerson Radio Corp. (formerly NYSE-listed company), New Jersey, California, Hong Kong
- Former senior vice president-administration, Emerson Radio Corp.’s computer and technology subsidiaries
Education
- New York University School of Law, J.D.
- Queens College, The City University of New York, B.A., cum laude, with honors, economics
Bar Admissions
- New York
- New Jersey
- Massachusetts
Court Admissions
- Supreme Court of the United States
- Supreme Court of New Jersey
- Massachusetts Supreme Judicial Court
- U.S. Court of Appeals, Second Circuit
- U.S. Court of Appeals, Third Circuit
- U.S. Court of Appeals, Seventh Circuit
- U.S. District Court, Southern District of New York
- U.S. District Court, Eastern District of New York
- U.S. District Court, District of New Jersey
- U.S. Tax Court
- U.S. Court of International Trade
- Speaker, “Various Issues Involving Third-Party Legal Opinions,” Working Group on Legal Opinions (WGLO), ongoing.
- Speaker, “Issues Affecting Museums – Part 1,” Locke Lord, September 30, 2021.
- Author, “CTA – Preliminary Injunction Against Enforcement is Back in Effect,” Locke Lord QuickStudy, December 31, 2024.
- Author, “5th Circuit Lifts Nationwide Preliminary Injunction Against Enforcement of CTA,” Locke Lord QuickStudy, December 24, 2024.
- Author, “Federal District Court Enjoins Government From Enforcing Corporate Transparency Act,” Locke Lord QuickStudy, December 5, 2024.
- Author, “Locke Lord QuickStudy: The Corporate Transparency Act: End of Year Filing Deadline Rapidly Approaches,” Locke Lord QuickStudy, November 14, 2024.
- Author, “FTC Adopts “Click-to-Cancel” Amendments to Its Negative Option Rule”, Locke Lord QuickStudy, October 21, 2024.
- Author, “Third Party Legal Opinions on LLCs, New Jersey State Bar Association,” Business Law Section, Fall, 2024 Newsletter.
- Author, “FinCEN Adopts New Rule on Cash Sales of Residential Real Estate,” Locke Lord QuickStudy, September 9, 2024.
- Author, “Duty to File and Update U.S. Corporate Transparency Act Beneficial Ownership Reports,” Locke Lord QuickStudy, September 4, 2024.
- Author, “NY Attorney General Issues Guides for Website Privacy Controls and Tracking,” Locke Lord QuickStudy, August 29, 2024.
- Author, “New FTC Rule on Use of Consumer Reviews and Testimonials,” Locke Lord QuickStudy, August 21, 2024.
- Author, “New York LLC Transparency Act,” Locke Lord QuickStudy, February 26, 2024.
- Author, “Public Companies Should Pay Attention to the Corporate Transparency Act,” Locke Lord, January 25, 2024.
- Author, “The Corporate Transparency Act Is Now in Effect,” Locke Lord QuickStudy, January 2, 2024.
- Author, “FinCEN Extends Beneficial Ownership Filing Deadline Only for Companies Created or Formed in 2024,” Locke Lord QuickStudy, November 30, 2023.
- Author, “FTC Takes Action Against Social Media Posts for Failure to Disclose Material Connections,” Locke Lord QuickStudy, November 20, 2023.
- Author, “Corporate Transparency Act Goes Into Effect January 1st,” Locke Lord QuickStudy, October 31, 2023.
- Author, “FinCEN Issues Small Entity Guide to Corporate Transparency Act Compliance,” Locke Lord QuickStudy, September 22, 2023.
- Author, “New FTC Endorsement Guides: What Advertisers and Influencers Need to Know,” Locke Lord QuickStudy, July 10, 2023.
- Author, “New Federal Statutory M&A Broker Exemption to Take Effect March 29th,” Locke Lord QuickStudy, March 6, 2023, updated May 23, 2023.
- Author, “M&A Broker Exemption Update,” Locke Lord, May 23, 2023.
- Author, “FinCEN Adopts Final Regulations Under Corporate Transparency Act,” Locke Lord QuickStudy, October 3, 2022.
- Author, “Anti-Money Laundering Act of 2020 Requires Beneficial Ownership Filings by Businesses,” New Jersey State Bar Association, Summer 2022.
- Author, “Some Key Takeaways From the FinCEN December 7, 2021 Notice of Proposed Rule Making Under the Corporate Transparency Act,” Locke Lord QuickStudy, January 12, 2022.
- Author, “FinCEN Issues Notice of Proposed Rulemaking Under Corporate Transparency Act,” Locke Lord QuickStudy, December 13, 2021.
- Author, “FinCEN Issues Advance Notice of Proposed Rulemaking on Anti-Money Laundering Regulations Relating to Dealing in Antiquities,” Locke Lord QuickStudy, September 24, 2021.
- Author, “FTC’s New Rule on Made in USA Labels Precludes Advertisers from False and Misleading Statements About Products’ Origin,” Locke Lord QuickStudy, July 8, 2021.
- Author, “Anti-Money Laundering Act’s Impact on Dealings in Art and Antiquities,” Locke Lord QuickStudy, March 18, 2021.
- Author, “Anti-Money Laundering Act of 2020 Requires Beneficial Ownership Filings by Businesses,” Locke Lord QuickStudy, January 4, 2021.
- Author, “New York Business Corporations, Not-For-Profit Corporations and Religious Corporations May Temporarily Hold Shareholder and Member Meetings via Electronic Means During the Pandemic,” Locke Lord QuickStudy, November 17, 2020.
- Author, “Syndicated Term Loans and U.S. Securities Laws,” Locke Lord, June 8, 2020.
- New York University, Certificate in Real Property Law