Drawing on her executive level in-house and regulatory experience, Nicole consistently delivers sound, risk-based practical solutions to our clients' most pressing problems.
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A recognized authority on federal securities laws and corporate governance, Nicole is a trusted advisor who represents U.S. and foreign companies in connection with U.S. capital markets transactions, periodic reporting with the U.S. Securities and Exchange Commission (SEC), national securities exchange listings and compliance, corporate governance, annual and special meetings of shareholders, executive compensation disclosures, and beneficial ownership reporting.
Her experience as a corporate secretary enables her to regularly provide counsel to C-suite executives and directors on corporate governance requirements and best practices, fiduciary duties, and SEC reporting and compliance. She has served as issuer's and underwriters' counsel in numerous public offerings under the Securities Act, including offerings of common stock as well as senior notes and medium-term note programs. Nicole often represents foreign private issuers with respect to U.S. stock exchange listings, SEC reporting, and corporate governance obligations. She also brings extensive experience in matters under the Delaware General Corporation Law, Virginia Stock Corporation Act, and the D.C. Business Corporation Act.
Representative matters may include engagements before joining Troutman Pepper.
Panelist, "The Latest on Rule 14a-8 No-Action Relief," CCRcorp’s Proxy Disclosure & 20th Annual Executive Compensation Conferences, September 21, 2023.
Sponsored Events
04.16.24
2024 Bloom Burton & Co. Healthcare Investor Conference
Articles + Publications
01.10.24
Securities Investigations and Enforcement Newsletter — January 2024
Articles + Publications
12.14.23
Foreign Private Issuers Escape Potential Section 16 Reporting Obligations … For Now
Articles + Publications
12.04.23
New Amendments and Pending Legislation Impact SEC Beneficial Ownership Reporting: What Foreign Private Issuers Need to Know
Articles + Publications
10.16.23
SEC Adopts Final Rules Amending and Modernizing Beneficial Ownership Reporting Requirements
Firm News
08.14.23
Troutman Pepper Advises FC Barcelona in SPAC Transaction