Tom has provided U.S. corporate and securities law advice for the following recent representative transactions/matters:
Life Sciences
- Ceapro Inc.
Amalgamation with Aeterna Zentaris Inc. (CDN $75 million) (Impact Deal of the Year for Canada from LMG North America)
Listing on Nasdaq Capital Market
- Cardiol Therapeutics Inc.
U.S. public offering of common shares (US $15.5 million)
U.S. at-the-market offering (US $50 million)
Offerings of units (US $50 million and CDN $25 million, respectively)
Listing on NASDAQ Capital Market
- Eupraxia
Offering of preferred shares (CDN $44.5 million)
- MindMedicine (MindMed) Inc.
Offering of units (CDN $20 million)
Listing on NASDAQ Capital Market
- Medicenna Therapeutics Corp.
PIPE offering (CDN $20 million)
Offering of common shares (CDN $35 million)
U.S. at-the-market offering (US $25 million)
Listing on NASDAQ Capital Market
- Bellus Health Inc.
U.S. initial public offering of common shares (US $80 million)
U.S. public offering of common shares (CDN $56 million)
Listing on NASDAQ Global Market
- IMV Inc.
U.S. public offerings of common shares (US $25 million and CDN $30 million, respectively)
Offerings of common shares (CDN $25 million, CDN $14.5 million, and CDN $10 million, respectively)
U.S. at-the-market offerings (US $50 million and US $30 million)
Listing on NASDAQ Capital Market
- Cynapsus Therapeutics Inc.
Acquisition by Sunovion Pharmaceuticals Inc. (CDN $830 million)
U.S. initial public offering of common shares (US $72.5 million)
Offerings of common shares (CDN $21 million) and units (CDN $25 million and CDN $10 million, respectively)
Listing on NASDAQ Global Market
- Tribute Pharmaceuticals Canada Inc.
U.S. tax inversion transaction with Pozen Inc. to create Aralez Pharmaceuticals Inc. (The Americas M&A Atlas Awards, Pharma & Devices Deal of the Year)
Offerings of common shares (US $75 million and CDN $12 million), convertible debentures (US $75 million) and units (CDN $26 million)
Listing on OTCQX International
- CannTrust Inc.
U.S. Initial Public Offering (US $175 million)
Listing on Nasdaq Global Market
Technology
- Voyager Digital Inc.
Offerings of common shares (CDN $46 million, CDN $100 million, and CDN $75 million, respectively)
- VIQ Solutions, Inc.
Listing on NASDAQ Capital Market
Offering of common shares (CDN $20 million)
- Boohoo.com Inc.
Offerings of ordinary shares (£200 million and £150 million, respectively)
- DHX Media Inc.
U.S. public offering of common shares (CDN $75 million)
Offerings of common shares (CDN $40 million and CDN $135 million, respectively), subscription receipts (CDN $140 million) and rights (CDN $60 million)
Listing on NASDAQ Global Select Market
- Catamaran Corp.
U.S. initial public offering of common shares (US $40 million)
Listing on NASDAQ Global Select Market
Energy and Renewables
- Tiaga Motors Inc.
De-SPAC transaction and offering of nonvoting shares (CDN $100 million)
- Innergex Renewable Energy Inc
Offerings of common shares (CDN $250 million and CDN $172.5 million, respectively)
- Tullow Oil Corp.
Rights offering (£607 million) (US $750 million)
Acquisition of interest in Hyperdynamics Corp.’s oil and gas interest in Guinea
- Alterra Power Corp.
Acquisition by Innergex Renewable Energy Inc. (CDN $1.1 billion) (Renewable Energy Deal of the Year, The Americas M&A Atlas Awards, 2018)
Merger with Plutonic Power Corporation (CDN $600 million)
Offerings of common shares (CDN $70 million, CDN $45 million, and CDN $100 million, respectively)
Mining
- Karora Resources Inc.
Amalgamtion with Westgold Resources Limited (A $2.5 billion)
- Invanhoe Mines Ltd.
Investment in I-Pulse Inc. (US $80 million)
- Appian Capital Advisory LLP
Acquisition of Atlantic Strategic Minerals Inc. (Value Not Disclosed)
- Impala Platinum Holdings Limited
Offering of ordinary shares (ZAR $4 billion (US $300 million))
- Enirgi Group Corp.
Going-private transaction involving Natural Resources USA Corp.
- Northern Orion Resources Inc.
Business combination with Yamana Gold Inc. and Meridian Gold Inc. (CDN $8.1 billion)
- Aur Resources Inc.
Tender offer by Teck Cominco Ltd. (CDN $4 billion)
Underwriter/Agent Representations
Tom regularly acts for underwriters and agents on public and private offerings, including the following:
- Raymond James Ltd.
Offering of common shares for Profound Medical Inc. (US $40 million)
Offering of common shares for Westfire Energy Ltd. (CDN $40 million)
Offerings of common shares and subscription receipts for GasFrac Energy Services Inc. (CDN $95 million, CDN $65 million, and CDN $40 million, respectively)
- BMO Capital Markets
Offering of common shares and subscription receipts for Allied Gold Corp. (US $270 million)
Offering of common shares for Base Carbon Corp (CDN $50 million)
Offering of trust units for Chartwell Retirement Residences (CDN $200 million)
Offering of subscription receipts for Mandalay Resources Corporation (CDN $45 million)
- National Bank Financial Inc.
U.S. public offering for Gold Royalty Corp. (US $35 million)
U.S. at-the-market offering for I-80 GOLD CORP. (US $50 million)
Offering of units for Sulliden Gold Corp. (CDN $40 million)
- Bloom Burton Securities Inc.
Offering of common shares for Satellos Biosciences Inc. (US $40 million)
U.S. PIPE offering of common shares for Cybin Inc. (US $150 million)
Offering of common shares for Field Trip Health Ltd. (CDN $95 million)
Offering of units for Appili Therapeutics Inc. (CDN $20 million)
- Scotiabank
Offering of common shares for Mineros SA (US $34.5 million)
Offering of common shares for Rio2 Limited (CDN $37.5 million)
Offering of common shares for OceanaGold Corporation (CDN $150 million)
Offering of special warrants (CDN $50 million) and subscription receipts (CDN $85 million) for Caldas Gold Corp.
Offering of convertible debentures for San Gold Corp. (CDN $50 million)
- Stifel Nicolaus Canada Inc.
U.S. public offering for The Valens Company Inc. (CDN $32.5 million)
Offering of units for Else Nutrition Holdings Inc. (CDN $20 million)
- Macquarie Capital Markets Canada Ltd.
U.S. public offerings for Gold Standard Ventures Corp. (CDN $11 million and CDN $7 million)
Offering of common shares for TransGlobe Energy Corp. (CDN $75 million)
Offering of common shares for Crew Energy Inc. (CDN $100 million)
- Canaccord Genuity Corp.
Offering of units for Champignon Brands (CDN $15 million)
Offering of subscription receipts for Small Pharma Ltd. (CDN $60 million)
- Cormark Securities Inc.
U.S. public offering for Western Copper and Gold Corporation (CDN $30 million)
Offering of common shares for Antrim Energy Inc. (CDN $50 million)
U.S. public offering of common shares for Vista Gold Corp. (US $32 million)
- Haywood Securities Inc.
Offerings of special warrants for Midas Gold Corp. (CDN $45 million and CDN $40 million, respectively)
U.S. at-the-market offering and U.S. public offerings of units for Uranerz Energy Corp. (US $20 million, US $10 million, and CDN $12 million, respectively)
- Desjardins Capital Markets
Offering of common shares for Aya Gold & Silver Inc. (CDN $70 million)
League Tables
Refinitiv Global Capital Markets Legal Review – 2023
Canada Equity & Equity-Related (CAL4) # of Deals Issuer Legal Advisor
Canada Equity & Equity-Related (CAL4) # of Deals Manager Legal Advisor
Refinitiv Global Private Equity Legal Review – First Half 2023
Advisors to Company: LBO & Related Rounds Based on Number of Rounds
- #18 ranked firm on the list
Advisors to Company: All Private Equity Stages Based on Number of Rounds
- #21 ranked firm on the list
Bloomberg Global Legal Adviser
Canada Equity Offerings: Legal Adviser – Issuer Ranked by Deal Count
- #4 ranked firm on the list (#1 for U.S.-based law firms)
Canada Equity & Equity Linked: Legal Adviser – Issuer Ranked by Deal Count
- #4 ranked firm on the list (#2 U.S.-based law firm)
Canada Equity, Equity Linked & Preferred: Legal Adviser – Issuer Ranked by Deal Count
- #5 ranked firm on the list (#1 U.S.-based law firm)