Current Developments in Securities Litigation and Enforcement

Wednesday, November 11 • 9:00 a.m. – 12:30 p.m. ET

Troutman Pepper Partner Jay Dubow is co-chairing the Current Developments in Securities Litigation and Enforcement CLE Webinar Hosted by the Securities Regulations Committee of the Business Law Section.

This course will focus on leading developments in the securities litigation and enforcement fields. Hear a federal judge, the Director of the SECs Philadelphia office, a senior D&O insurance broker, and leading private practitioners address the following topics among others:

• SEC Enforcement Trends and Actions
• Class Action and derivative developments
• Criminal aspects of the securities laws including parallel proceedings
• D&O insurance coverage issues
• Recent Supreme Court and Circuit Court decisions involving securities litigation

Panelists will use hypotheticals throughout the course to examine these topics to supplement the lecture portion of the program.

Attend this program to hear how recent developments may impact strategies employed in securities litigation and earn one of your required hours of ethics credit.

Featured Panelists:

• Hon. Michael M. Baylson
  U.S. District Court Judge
  U.S. District Court for the Eastern District of Pennsylvania
• Kelly L. Gibson, Esq.
  Director, Philadelphia Regional Office
  U.S. Securities and Exchange Commission
• Sarah D. Katz Downey
  Managing Director, Marsh-FINPRO
  New York, NY
• Justin P. Klein, Esq.
  Senior Counsel
  Ballard Spahr LLP
• Catherine M. Recker, Esq.
  Welsh & Recker PC
  Philadelphia

Course Planners/Panelists:

• Jay A. Dubow, Esq.
  Partner, Troutman Pepper
  Philadelphia
• Deborah R. Gross, Esq.
  President & CEO
  Pennsylvanians for Modern Courts
• Richard A. Levan, Esq.
  Levan Legal LLC
  Philadelphia