- Fellow, American Bar Foundation (2019-present)
- American Bar Association (1996-present)
- Fellow, American College of Investment Counsel (2004-present)
- Advisory board, After School Matters (2024-present)
- Chicago Bible Society
- Board of directors (2016-present)
- President (2020-present)
- Secretary (2017-2019)
- Lutheran Life Communities
- Board of directors (2005-present)
- Chairman (2017-present)
- Interim CEO (April 2020-September 2020; October 2017-February 2018)
- Vice chairman (2010-2017)
- Secretary (2005-2010)
- Chairman, audit committee (2008-2019)
- Member, audit committee (2005-present)
- Member, compensation committee (2008-present)
- Board of directors, Trees That Feed Foundation (2016-present)
- Governance faculty, National Association of Mutual Insurance Companies (2022-present)
- Course professor, “Fund Governance,” Regulatory Compliance Association (2012-2016)
Education
- Harvard Law School, J.D., 1996
- Saint Louis University, B.A., B.S., summa cum laude, 1993
Bar Admissions
- Illinois
Court Admissions
- U.S. District Court, Northern District of Illinois
- State Courts, Illinois
- Co-author, “FUNDamentals – FinCEN Delays Investment Adviser AML Rule Until 2028, Signals Revisions to Scope,” Troutman Pepper Locke, July 22, 2025.
- Co-author, “FUNDamentals: Form N-PX — Institutional Investment Managers Must File, Even if No Proxies Were Voted,” Troutman Pepper Locke, March 4, 2025.
- Co-author, “FUNDamentals: 2025 SEC Examination Priorities,” Locke Lord QuickStudy, November 26, 2024.
- Co-author, “FUNDamentals: Navigating FinCEN’s New AML Regulations for Investment Advisers,” Locke Lord QuickStudy, October 9, 2024.
- Co-author, “Fifth Circuit Vacates New SEC Private Fund Adviser Rules,” Locke Lord QuickStudy: FUNDamentals, June 6, 2024.
- Co-author, “Is the Joint FinCEN and SEC Proposal for Investment Adviser Customer Identification Program DoA?” Locke Lord QuickStudy: FUNDamentals, May 16, 2024.
- Co-author, “FinCEN [Re]Proposes Anti-Money Laundering Rules for Investment Advisers,” Locke Lord QuickStudy, March 7, 2024.
- Co-author, “SEC Makes Regulatory ‘Sea Change’ Official With Adoption of New Rules for Private Fund Advisers,” Locke Lord QuickStudy, October 30, 2023.
- Co-author, “SEC’s Proposed Rules for Private Funds Advisers,” Bloomberg Law, May 2022.
- Co-author, “2022 SEC Examination Priorities,” Locke Lord QuickStudy, April 15, 2022.
- Co-author, “Risk Alert – Investment Adviser Principal and Cross Trading Compliance Issues Specifically Related to Fixed Income Securities,” Locke Lord QuickStudy, August 11, 2021.
- Co-author, “Limited Time to Obtain Special Exam Waiver – IARs in New York Must Now Register,” Locke Lord QuickStudy, February 16, 2021.
- Co-author, “SEC Adopts New Marketing Rule, Replacing Advertising and Cash Solicitation Rules,” Locke Lord QuickStudy, February 2, 2021.
- Co-author, “Making the Case for Interval and Tender Offer Funds – Hedge Fund and Private Equity Sponsors Can Increase Their Investor Base and Provide Liquidity to Investors,” Locke Lord, November 12, 2020.
- Co-author, “SEC Adopts Amendments to Broaden the Accredited Investor and Qualified Institutional Buyer Definitions,” Locke Lord QuickStudy, August 27, 2020.
- Co-author, “SEC Adopts Rules for Proxy Voting Advisory Firms, Issues Supplemental Guidance for Investment Advisors,” July 24, 2020.
- Co-author, “SEC Proposes Increased Threshold for Form 13F Reporting,” Locke Lord QuickStudy, July 13, 2020.
- Co-author, “OCIE Releases Guidance for Investment Advisers Managing Private Funds,” Locke Lord QuickStudy, June 26, 2020.
- Co-author, “OCIE Releases Guidance on Broker-Dealer Regulation Best Interest Examinations,” Locke Lord QuickStudy, April 10, 2020.
- Co-author, “SEC Provides Exemptive Relief to Investment Advisers and Investment Companies in Response to Coronavirus,” Locke Lord QuickStudy, March 17, 2020.